Course curriculum

    1. What is compliance?

    2. Compliance Governance

    3. Why Effective Compliance Frameworks Are Essential

    1. Seven Essential Elements of an Effective Compliance Framework

    2. Element 1: Standards or Code of Conduct

    3. Element 2: Compliance Officer and Compliance Committee

    4. Element 3: Training

    5. Element 4: Monitoring and Auditing

    6. Element 5: Reporting and Investigating

    7. Element 6: Enforcement and Discipline

    8. Element 7: Response and Prevention

    1. Organizational Steps to Establish an Effective Compliance Framework

    2. ISO 19600:2014(en) Compliance Management Systems

    1. Vodafone UK

    2. Survey

    1. Riskpro Video

    2. Riskpro Brochure

    3. About Riskpro

    4. Thank You

    1. Please Share Your Feedback

About this course

  • Free
  • 20 lessons
  • 0 hours of video content