Course curriculum

  • 1

    Introduction

    • What is compliance?

    • Compliance Governance

    • Why Effective Compliance Frameworks Are Essential

  • 2

    Elements of an Effective Compliance Framework

    • Seven Essential Elements of an Effective Compliance Framework

    • Element 1: Standards or Code of Conduct

    • Element 2: Compliance Officer and Compliance Committee

    • Element 3: Training

    • Element 4: Monitoring and Auditing

    • Element 5: Reporting and Investigating

    • Element 6: Enforcement and Discipline

    • Element 7: Response and Prevention

  • 3

    Building an Effective Compliance Framework

    • Organizational Steps to Establish an Effective Compliance Framework

    • ISO 19600:2014(en) Compliance Management Systems

  • 4

    Case Studies

    • Vodafone UK

    • Survey

  • 5

    Resources

    • Riskpro Video

    • Riskpro Brochure

    • About Riskpro

    • Thank You

  • 6

    Feedback Survey

    • Please Share Your Feedback