Course curriculum

With approximately 200 Hours of learning, this programs gives you a value at the rate of Rs 90/hour of learning

Detailed Course Content

The course content is given below

Market Risk : Basic Level

1. Interest Rate Risk 2. Liquidity Risk 3. Equity Risk 4. Portfolio Risk 5. Foreign Exchange Risk 6. Commodity Risk 7. Regulatory Issues 8. Value at Risk

Basics of Finance / Banking : Financial Mathematics

9. Bond Pricing 10. Probability Distributions and their Properties 11. Measuring Volatility 12. Correlation and Regression Analysis

Governance : Global Banking Supervision

13. Core Principles and Methodology 14. Supervisory Self-Assessment 15. Corporate Governance in Banks 16. Internal Control System 17. Internal Audit in Banks 18. Supervisors and External Auditors 19. Operational Risk Management 20. Liquidity Management 21. Credit Risk Management 22. Management of Settlement Risk in Foreign Exchange 23. Trading and Derivatives Activities 24. Risk Management Principles for E-banking 25. Loan Accounting and Disclosure 26. Highly Leveraged Institutions 27. Dealing with weak banks

Basel II University

28. Basel II - An Overview 29. Scope of Application 30. Credit Risk - Standardized Approach 31. Standardized Approach - Credit Risk Mitigation 32. Simplified Standardized Approach 33. IRB Approach - Overview 34. IRB Approach - Rules for Exposures 35. IRB Approach - Minimum Requirements 36. Credit Risk - Securitization Framework 37. Operation Risk Measurement Approaches 38. Qualifying Criteria for Operational Risk 39. Market Risk - Measurement Framework 40. Market Risk - Standardized Measurement Approach 41. Market Risk - Internal Models Approach 42. Key Principles 43. Specific Issues 44. Supervisory Review Process for Securitization 45. Market Discipline

Counterparty Credit Risk

46. Overview to Derivative Products-I 47. Overview to Derivative Products-II 48. Credit Exposure 49. Credit Risk in Derivative Products 50. Pre-settlement & Settlement Risk 51. Netting 52. Margin and Collateral Requirements 53. Monte Carlo Simulation 54. Case Studies

Operational Risk Management

55. Introduction to Operational Risk 56. Basic Concepts 57. Regulatory Treatment of Operational Risk under Basel-II 58. Operational Risk in Various Banking Sectors 59. Operational Risk in insurance 60. Developing objectives and identifying risks 61. Estimating potential losses – Data 62. Estimating potential losses – Loss distributions 63. Analyzing risks 64. Loss prediction and prevention 65. Loss control 66. Loss reduction and risk avoidance 67. Risk financing 68. Measurement framework 69. ORM in practice 70. Enterprise-wide Risk Management (ERM) 71. Basic and causal models 72. Legal risk and taxation rules 73. E-banking 74. Systems and software 75. Case study - Barings

Anti-Money Laundering / Know-Your-Client

76. What Is Money Laundering 77. International Initiatives 78. Customer Identification Program 79. USA Patriot Act 80. Wolfberg’s principles on correspondent banking 81. Terrorist related money laundering 82. Know your Customer

Corporate Governance

83. Overview 84. Models and Mechanisms 85. Shareholders and Stakeholders 86. Board of Directors 87. Audit Committee 88. Banking Corporate Governance 89. Corporate Scandals 90. Best Practices 91. Corporate Responsibility

Foreign Exchange Markets

92. Overview of Foreign Exchange Market 93. Spot Market 94. Forward Market 95. Determination of Exchange Rates 96. Currency Futures 97. Currency Options 98. Currency Swaps 99. Second Generation Forward Contracts 100. FX Trading Controls

Sarbanes Oxley Act

101. Overview of Sarbanes-Oxley Act 102. Public Company Accounting Oversight Board 103. Auditor Independence 104. Corporate Responsibility 105. Enhanced Financial Disclosures 106. Analyst Conflicts of Interest 107. Commission Resources and Authority 108. Studies and Reports 109. Corporate and Criminal Fraud Accountability 110. White-Collar Crime Penalty Enhancements 111. Corporate Tax Returns 112. Corporate Fraud and Accountability

Technology and Security Risk

113. Internal Control in Banks 114. Banking Technology 115. Branch Security 116. Branch Security - Fraud Aspects

Governance, Risk & Compliance

117. Classification of Risks 118. Introduction to ERM and its Frameworks 119. Regulatory Landscape 120. Governance, Risk and Compliance - Demystified 121. COSO and CobiT in Support of GRC Needs 122. Operational Risk Management Primer 123. GRC - Case Study

Trading Operation Controls

124. Trade Life Cycle 125. Front Office Controls 126. Middle Office Controls 127. Back Office Controls

General Risks and Analytics

128. Industry Risk 129. Business Risks 130. Financial Risks 131. Management Risks 132. Project Risks

Insurance Risks

133. Insurance Concepts 134. Analysis and Evaluation of Risk Exposure 135. Actuarial Principles