Market Risk : Basic Level
1. Interest Rate Risk
2. Liquidity Risk
3. Equity Risk
4. Portfolio Risk
5. Foreign Exchange Risk
6. Commodity Risk
7. Regulatory Issues
8. Value at Risk
Basics of Finance / Banking : Financial Mathematics
9. Bond Pricing
10. Probability Distributions and their Properties
11. Measuring Volatility
12. Correlation and Regression Analysis
Governance : Global Banking Supervision
13. Core Principles and Methodology
14. Supervisory Self-Assessment
15. Corporate Governance in Banks
16. Internal Control System
17. Internal Audit in Banks
18. Supervisors and External Auditors
19. Operational Risk Management
20. Liquidity Management
21. Credit Risk Management
22. Management of Settlement Risk in Foreign Exchange
23. Trading and Derivatives Activities
24. Risk Management Principles for E-banking
25. Loan Accounting and Disclosure
26. Highly Leveraged Institutions
27. Dealing with weak banks
Basel II University
28. Basel II - An Overview
29. Scope of Application
30. Credit Risk - Standardized Approach
31. Standardized Approach - Credit Risk Mitigation
32. Simplified Standardized Approach
33. IRB Approach - Overview
34. IRB Approach - Rules for Exposures
35. IRB Approach - Minimum Requirements
36. Credit Risk - Securitization Framework
37. Operation Risk Measurement Approaches
38. Qualifying Criteria for Operational Risk
39. Market Risk - Measurement Framework
40. Market Risk - Standardized Measurement Approach
41. Market Risk - Internal Models Approach
42. Key Principles
43. Specific Issues
44. Supervisory Review Process for Securitization
45. Market Discipline
Counterparty Credit Risk
46. Overview to Derivative Products-I
47. Overview to Derivative Products-II
48. Credit Exposure
49. Credit Risk in Derivative Products
50. Pre-settlement & Settlement Risk
51. Netting
52. Margin and Collateral Requirements
53. Monte Carlo Simulation
54. Case Studies
Operational Risk Management
55. Introduction to Operational Risk
56. Basic Concepts
57. Regulatory Treatment of Operational Risk under Basel-II
58. Operational Risk in Various Banking Sectors
59. Operational Risk in insurance
60. Developing objectives and identifying risks
61. Estimating potential losses – Data
62. Estimating potential losses – Loss distributions
63. Analyzing risks
64. Loss prediction and prevention
65. Loss control
66. Loss reduction and risk avoidance
67. Risk financing
68. Measurement framework
69. ORM in practice
70. Enterprise-wide Risk Management (ERM)
71. Basic and causal models
72. Legal risk and taxation rules
73. E-banking
74. Systems and software
75. Case study - Barings
Anti-Money Laundering / Know-Your-Client
76. What Is Money Laundering
77. International Initiatives
78. Customer Identification Program
79. USA Patriot Act
80. Wolfberg’s principles on correspondent banking
81. Terrorist related money laundering
82. Know your Customer
Corporate Governance
83. Overview
84. Models and Mechanisms
85. Shareholders and Stakeholders
86. Board of Directors
87. Audit Committee
88. Banking Corporate Governance
89. Corporate Scandals
90. Best Practices
91. Corporate Responsibility
Foreign Exchange Markets
92. Overview of Foreign Exchange Market
93. Spot Market
94. Forward Market
95. Determination of Exchange Rates
96. Currency Futures
97. Currency Options
98. Currency Swaps
99. Second Generation Forward Contracts
100. FX Trading Controls
Sarbanes Oxley Act
101. Overview of Sarbanes-Oxley Act
102. Public Company Accounting Oversight Board
103. Auditor Independence
104. Corporate Responsibility
105. Enhanced Financial Disclosures
106. Analyst Conflicts of Interest
107. Commission Resources and Authority
108. Studies and Reports
109. Corporate and Criminal Fraud Accountability
110. White-Collar Crime Penalty Enhancements
111. Corporate Tax Returns
112. Corporate Fraud and Accountability
Technology and Security Risk
113. Internal Control in Banks
114. Banking Technology
115. Branch Security
116. Branch Security - Fraud Aspects
Governance, Risk & Compliance
117. Classification of Risks
118. Introduction to ERM and its Frameworks
119. Regulatory Landscape
120. Governance, Risk and Compliance - Demystified
121. COSO and CobiT in Support of GRC Needs
122. Operational Risk Management Primer
123. GRC - Case Study
Trading Operation Controls
124. Trade Life Cycle
125. Front Office Controls
126. Middle Office Controls
127. Back Office Controls
General Risks and Analytics
128. Industry Risk
129. Business Risks
130. Financial Risks
131. Management Risks
132. Project Risks
Insurance Risks
133. Insurance Concepts
134. Analysis and Evaluation of Risk Exposure
135. Actuarial Principles
