Course curriculum

  • 1

    SEBI LODR

    • Introduction of SEBI LODR

  • 2

    Regulation 4 & Common Obligations

    • Regulation 4 : Principles Governing Disclosures and Obligations of Listed Entity

    • Common Obligations of Listed Entity

  • 3

    Board of Directors and Committees

    • Regulation 17 - BOARD OF DIRECTORS

    • COMMITTEE - AC/ NRC/SRC/RMC

    • INDEPENDENT DIRECTOR

    • Related Party Transactions

    • CORPORATE GOVERNANCE REQUIREMENT WRT SUBSIDIARY OF LISTED ENTITIES - REGULATION 24

  • 4

    Compliances + Penalties and Prosecution

    • COMPLIANCES OF LISTED ENTITY

    • LIABILITY FOR CONTRAVENTION OF THE REGULATIONS

  • 5

    Miscellaneous Provisions

    • Miscellaneous

    • Website / Newspaper Advertisement

  • 6

    Relevant Case Example

    • Gitanjali Gems Penalised

  • 7

    Resources

    • Additional Reading

    • Fraud Risk Management

    • Riskpro Brochure

    • About Riskpro

    • Thank You

  • 8

    Feedback Survey

    • Please Share Your Feedback